Frequently Asked Questions

Frequently Asked Questions

We solve key legal challenges in the securities market

We solve key legal challenges in the securities market

Our legal team is dedicated to addressing the most pressing issues companies and investors face when entering or operating in the securities market.

  • Uncertainty with regulatory compliance for issuance and trading can lead to substantial penalties.
  • Poorly prepared documentation exposes businesses to transaction risks and legal disputes.
  • Failure to disclose mandatory information may result in suspensions or fines for issuers.
  • Misunderstanding tax implications of transactions increases operational risks.
  • Lack of representation before financial authorities can cause delays or unaddressed violations.
Comprehensive Process and Personalized Support

Comprehensive Process and Personalized Support

Our firm begins with a detailed consultation to assess your needs and risks, followed by preparation and review of all required documents. We ensure seamless interaction with regulatory bodies and provide ongoing support for all reporting and compliance tasks. Whether you are issuing securities, managing disclosures, or facing operational challenges, our team delivers tailored guidance to ensure your interests are protected every step of the way.

Expert Legal Guidance for Securities Market Participants

Globus Law Firm offers a comprehensive suite of legal services for businesses and individuals active in the securities market. Our expertise encompasses every stage of the securities lifecycle, from documentation and regulatory registration to compliance management and dispute resolution. We begin each engagement with a precise needs and risks assessment, mapping out all relevant legal requirements—both domestic and international—that could impact your operations. Our team drafts, reviews, and files essential documents for securities issuances, manages annual and special reporting obligations, and advises on public and private placements. We also represent clients before state commissions and regulatory agencies, ensuring that every action aligns with current legislation and best practices. Whether you are considering issuing securities, facing complex disclosure requirements, or seeking support with the suspension or annulment of issuance, our legal counsel is tailored to your unique context. We work proactively to minimize risks, ensure transparency, and maintain the smooth flow of your market activities. Regardless of the complexity, our focus is on safeguarding your interests, optimizing your legal positioning, and enabling your business to leverage all the benefits of an efficiently regulated securities market.

What our clients say

Anna Peterson

Corporate CFO

Globus's legal team handled our securities registration swiftly. They provided clear step-by-step instructions and resolved compliance concerns efficiently.

Jakub Nowak

Investment Analyst

We needed reassurance on disclosure obligations and tax risks. The consultants explained everything and created a roadmap that kept our operations risk-free.

Olga Derevianko

Entrepreneur

I appreciated the personalized approach to legal support during our first securities issue. The firm was attentive and handled all paperwork and filings expertly.

Request a free legal consultation

Have questions or need a securities solution? Send us your inquiry to get started.